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Swiss federal authorities
  • 66.12.0 Security and commodity contracts brokerage services

    This category excludes:

    • portfolio management services, on a fee or contract basis, see 66.30.01
  • 66.12.01 Securities brokerage services

    This subcategory includes:

    • brokerage services (that is bringing together purchasers and sellers of the same instrument) for securities
    • services of acting as a selling agent of units, shares or other interests in a mutual (investment) fund
    • sales, delivery and redemption services of government bonds
    • brokerage services for crypto-assets with liabilities that qualify as securities
    • brokerage services for options

    This subcategory also includes:

    • services related to equity- and debt-based crowdfunding
  • 66.12.02 Commodity contracts brokerage services

    This subcategory includes:

    • brokerage services for commodities and commodity futures including financial futures
    • brokerage financial derivatives, other than options

    This subcategory excludes:

    • brokerage of options, see 66.12.01
  • 66.12.03 Foreign exchange services